Broadridge Secures Patent for BondGPT AI-Powered Trading Tech

Broadridge Financial Solutions Inc. has announced the award of a new U.S. patent that covers its innovative large language model orchestration methods used in BondGPT. This GenAI-driven application is transforming fixed-income trading by enhancing data processing, personalization, and compliance through orchestrated machine learning agents.

Highlights

1. Patent Recognition for AI Innovation

• U.S. Patent No. 12,061,970 granted for LLM orchestration of ML agents.
• Underpins BondGPT and BondGPT+, Broadridge’s AI-powered GenAI applications.
• Validates Broadridge’s continued investment in transformative data science and trading technologies.

2. Evolution of BondGPT

• BondGPT debuted in June 2023 via the LTX e-trading platform.
• Enterprise version BondGPT+ launched in October 2023.
• Leverages OpenAI’s GPT models to deliver secure, timely, and accurate answers to natural language queries.

3. Enhanced Capabilities for Financial Professionals

• Designed for corporate bond traders, portfolio managers, and analysts.
• Integrates client proprietary data, third-party datasets, and analytical models.
• Personalization and automation improve pre-trade data access and decision-making speed.

4. Advanced Features Included in the Patent

• “Show Your Work” Transparency: Provides step-by-step output reasoning.
• Multi-Agent Adversarial System: Increases AI response accuracy.
• AI-Powered Compliance Verification: Configured to unique enterprise compliance frameworks.
• User Role-Based Data Access: Ensures tailored security and data retrieval based on user profiles.

5. Part of a Broader Innovation Ecosystem

• Builds on Broadridge’s other patented technologies in fixed-income trading:
  • Bond similarity matching
  • Dealer selection scoring
  • Liquidity aggregation
  • RFQ+ trading protocols

Broadridge’s latest patent reinforces its leadership in applying advanced AI and ML to capital markets. BondGPT and BondGPT+ not only enhance the efficiency and accuracy of trading workflows but also set a new benchmark in explainable, compliant, and intelligent automation for the fixed income trading community.