Hadrius Debuts Real-Time Client Trade Surveillance, Giving Compliance Teams Unified Oversight—Minus the Data Headache

Compliance just got smarter—and a lot faster.
Hadrius, the fast-growing regtech platform trusted by over 400 financial firms, has rolled out Client Trade Surveillance, a new product built to monitor client trading activity in real time. Paired with its flagship Employee Trade Surveillance tool, Hadrius now offers full-spectrum visibility across personal and client accounts—without forcing compliance teams to give up control of their sensitive trade data.

At the center of this release is a notable technical advantage: Zero Data Retention AI powered by OpenAI. It’s a major departure from how most surveillance platforms operate. While many competitors pool customer data to train shared models (raising red flags around confidentiality and MNPI exposure), Hadrius uses stateless inference, meaning it never stores, caches, or reuses any firm’s transaction history.

“CCOs shouldn’t have to choose between faster surveillance and data control,” said Hadrius Co-Founder Som Mohapatra. “This is real-time scale across all client accounts—without uploading your trade data into someone else’s model.”

Trade Surveillance, Reimagined for 2025

Legacy compliance workflows are often a patchwork of spreadsheets, siloed tools, and delayed post-trade certifications. They’re slow, fragmented, and risky. Hadrius’ new platform takes a completely different approach—unified surveillance that dramatically reduces false positives while saving teams over 19 hours per week on manual reviews.

Key features of Client Trade Surveillance include:

• No-Code Rule Builder: Compliance leaders can draft and deploy new surveillance rules in minutes—no engineers required.
• Common Rule Engine: Identical policy logic applies across both employee and client trades for fast, exception-based detection.
• Unified Data Ingestion: Pulls nightly data from custodians like Schwab, Fidelity, Pershing, NFS, Raymond James, and Altruist—plus proprietary OMS and employee accounts.
• Severity-Ranked Alerts & Case Management: Alerts are auto-routed, escalated, and fully traceable to trade and communication records for airtight audit trails.
• Audit-Ready Exports: One-click generation of regulator-ready CSVs, PDFs, and EMLs to fast-track exam response cycles.
• Zero Data Retention AI: Hadrius’ crown jewel—no training on firm data, no shared models, no regulatory gray zones.

It’s a compelling blend of real-time monitoring, policy automation, and data privacy-first architecture—and the timing couldn’t be better.

The Bigger Picture: Compliance Without Compromise

Hadrius says the new offering gives compliance leaders something that’s been sorely lacking: a 360-degree view of trading behavior from a single dashboard. And that means the end of gaps between employee oversight and client surveillance—long considered a blind spot in most compliance stacks.

The results speak for themselves: early adopters report saving over $35,000 annually per compliance team, with Hadrius now overseeing more than $2 trillion in assets across hundreds of firms.

While giants like Smarsh, NICE Actimize, and ComplySci continue to focus on modular or post-trade solutions, Hadrius is betting big on unified, real-time oversight as the future of compliance—and it’s betting smart with privacy baked into its AI layer.

Availability

Client Trade Surveillance is available now as a standalone product or alongside Hadrius’ Employee Trade Surveillance. Firms can request a live demo by visiting www.hadrius.com or emailing sales@hadrius.com.

If your compliance playbook still depends on spreadsheets, it’s probably time for a rethink—and Hadrius is offering a front-row seat to the next generation of surveillance.

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