Insigneo Appoints Paul Caulfield as New Chief Compliance Officer

Insigneo, a global leader in wealth management, has announced a major leadership addition with the appointment of Paul Caulfield as Chief Compliance Officer (CCO). With extensive experience in banking and compliance, Caulfield’s appointment highlights Insigneo’s commitment to regulatory excellence, global growth, and enhanced risk management.

Strategic Appointment and Responsibilities

• Paul Caulfield joins Insigneo as Chief Compliance Officer, responsible for:
  • Global compliance operations
  • Anti-money laundering efforts
  • Risk management practices
• He will report directly to Javier Rivero, President and COO of Insigneo.
• Caulfield will be based at the company’s headquarters in Miami.

Professional Background of Paul Caulfield

• Brings over 20 years of experience in U.S. and international banking and wealth management.
• Held senior roles such as:
  • Chief Risk and Compliance Officer, IBD Bank
  • Chief Compliance Officer, Citibank’s U.S. Commercial Bank
  • Chief Legal Officer and COO, Third Bridge Group
• Known for:
  • Solving complex regulatory challenges
  • Strengthening governance, risk, and compliance frameworks
  • Supporting growth during volatile and transformative periods

Global Experience and Technical Expertise

• Broad international exposure across:
  • Latin America
  • Israel
  • Asia
• Expertise in:
  • Financial technologies
  • Cybersecurity
• Professional credentials include:
  • Certified Information Systems Security Professional (CISSP)
  • Holder of a U.S. patent on information exchange
  • FINRA Series 7, 24, and 63 licenses

Academic Contributions and Education

• Holds:
  • Law degree from The Catholic University of America
  • Political Science degree from Fairfield University
• Serves as Adjunct Professor at Fordham University School of Law, teaching:
  • Financial crime compliance

Leadership Statements

• Javier Rivero, Insigneo’s President and COO, praised Paul’s:
  • Global regulatory insight
  • Strategic leadership
  • Ability to enhance compliance culture
• Paul Caulfield expressed enthusiasm for:
  • Joining during a transformative period
  • Supporting the company’s sustainable growth
  • Safeguarding global client interests through robust compliance

Paul Caulfield’s appointment as Chief Compliance Officer underscores Insigneo’s strategic focus on regulatory strength and global client trust. His diverse expertise and leadership will play a key role in supporting Insigneo’s expansion and maintaining the integrity of its multinational operations.